Manage and track all required documentation for Intermediary firm onboarding. Configure
document checklist items, document types, and document categories to organize files. Use
document category document types to structure these requirements.
Required Editions
Available in: Lightning Experience in Professional, Enterprise, and
Unlimited Editions.
Set Up Document Types for Financial Intermediaries Establish a verification framework for your intermediary network by defining document requirements for firm and firm employees. Configure document types to track and validate credentials, such as identification, professional licenses, and financial statements, for regulatory compliance.
Document Categories and Document Types Required for Financial Intermediaries Streamline intermediary firm verification by establishing a framework to collect and categorize compliance records. Configure document types and categories to associate files, such as business licenses, with onboarding requirements. Use the document category document type mapping to automate intake and accelerate due diligence.
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